Skip to content

Navigating Employment Tribunals: Legal Procedures and Considerations 

Table of Contents

When you run a business, you may employ staff. If so, it is essential to treat your staff correctly, which means abiding by employment law. Unfortunately, there are times when you and your employees may not see eye to eye. This can lead to an employment dispute and possibly an employment claim in a tribunal as a way to resolve it. An employment tribunal makes decisions about employment disputes. It can be daunting to face an employment tribunal, particularly if it is your first claim. Therefore, this article will explain how to navigate employment tribunals, focusing on some legal procedures and considerations.

Why Might I Face an Employment Tribunal?

If you face an employment tribunal, you should take legal advice from the outset. You should take legal advice from the outset. You could find yourself with an employment tribunal claim because you have not followed employment law or, perhaps, breached an employment contract. There are many types of employment claims a business could face, and common ones include the following:

  • unfair dismissal;
  • wrongful dismissal; and
  • discrimination.

Various legal procedures apply when navigating employment tribunals. We examine some of these below. 

Time Limits

An essential part of tribunal legal procedures is the time limits you must abide by. 

For example:

  • the ACAS Early Conciliation (EC) process, which occurs before any employment tribunal and can last as long as six weeks;
  • giving the other party at least seven days’ notice of the documents you wish to use during the hearing to back up your case; and 
  • applying within 14 days of being sent a judgment where you want to ask the tribunal to reconsider their decision. 

Responding to an Employment Claim

There is a legal procedure to follow when you respond to an employment claim. This requires you to respond to an ET1 claim form by using the ET3 form within 28 of receipt of the former. There are legal points you must consider when you reply, so it is advisable to have a solicitor to help you with the form. 

For example, if the claim is for breach of the employment contract, they will help you check if the tribunal does have jurisdiction. This depends on the amount claimed for contractual breach. 

Tribunal Hearing Process

The tribunal hearing process is a legal procedure that may include a pre-hearing or preliminary hearing to see if the Judge should dismiss any or all of the claim. As part of this, you must give specific information to the tribunal, and not doing so could mean you face an order for costs.

If an employment claim reaches the hearing stage, the employment tribunal will hear the evidence you present to defend your claim, which may include witnesses. A Judge will decide whether you win or lose the claim at the final hearing. You may hear the result at the final hearing or in writing slightly later.

Continue reading this article below the form
Need legal advice?
Call 0808 196 8584 for urgent assistance.
Otherwise, complete this form and we will contact you within one business day.

Considerations for Businesses for Employment Tribunals

As a business facing an employment tribunal, there are many points to consider, and we suggest some below.

Is the Claim Valid?

It is possible you could receive an employment claim form, which a good solicitor will find appears invalid. 

Front page of publication
2024 Key UK Employment Law Changes

As an employer, it is crucial to stay compliant with ever-evolving employment law. This factsheet outlines key changes in 2024 that will affect how you manage your workforce.

Download Now

For example, if the claimant has not gone through the ACAS Early Conciliation process or does not meet the criteria for the claim. In that case, you may not face an employment tribunal. Alternatively, you could apply for the case to be struck out if the employee has not claimed within the three-month time limit.

Costs

An employment tribunal will be costly for your business, so if you can avoid facing a claim and settle the dispute early on, consider this. Expenses include both money and your business time. For example, costs include:

  • legal fees;
  • preparing your defence, which includes resource costs for your business;
  • settlement costs; and
  • compensation 

Employment Tribunal Insurance

Before you receive an employment claim, it is helpful to consider whether employment tribunal insurance is necessary for your business. Different types of indemnity insurance are available. Some may pay for legal fees and compensation, and others just the former. Knowledge of insurance coverage before proceeding is crucial if you consider employment tribunal insurance. 

Key Takeaways

When navigating employment tribunals, your business must understand legal procedures and considerations. We have discussed some of these. For example, employment tribunal procedures consist of specific deadlines, such as 14 days to ask a tribunal to reconsider its decision. They also have a procedure for responding to a claim form and a hearing process for the claim to be heard by the tribunal. 

Considerations when navigating employment tribunals include whether or not the claim is valid, and a solicitor can help you with this. It is also essential to consider the costs for your business of employment tribunals and whether you want to take employment tribunal insurance. 

If you need help navigating employment tribunals in the UK, LegalVision’s experienced disputes and litigation solicitors can assist as part of our LegalVision membership. For a low monthly fee, you will have unlimited access to lawyers to answer your questions and draft and review your documents. So call us today on 0808 196 8584 or visit our membership page.

Register for our free webinars

Protecting and Enforcing Your Brand

Online
Protect your brand from misuse and infringement. Register for our free webinar.
Register Now

Deal Structures 101: Understanding Equity, ASAs and Convertible Notes

Online
As a startup founder, understand your capital raising options. Register for our free webinar today.
Register Now

Common Legal Pitfalls for SaaS and Online Businesses

Online
Protect your online or SaaS business from common legal pitfalls. Register for our free webinar.
Register Now

GDPR Compliance Essentials for SMEs

Online
Ensure our business is compliant with GDPR and build trust with customers. Register for our free webinar.
Register Now
See more webinars >
Clare Farmer

Clare Farmer

Read all articles by Clare

About LegalVision

LegalVision is an innovative commercial law firm that provides businesses with affordable, unlimited and ongoing legal assistance through our membership. We operate in Australia, the United Kingdom and New Zealand.

Learn more

We’re an award-winning law firm

  • Award

    2024 Law Company of the Year Finalist - The Lawyer Awards

  • Award

    2024 Law Firm of the Year Finalist - Modern Law Private Client Awards

  • Award

    2023 Economic Innovator of the Year Finalist - The Spectator

  • Award

    2023 Law Company of the Year Finalist - The Lawyer Awards

  • Award

    2023 Future of Legal Services Innovation - Legal Innovation Awards