{"id":187971,"date":"2024-05-15T18:58:41","date_gmt":"2024-05-15T17:58:41","guid":{"rendered":"https:\/\/legalvision.co.uk\/?p=187971"},"modified":"2024-05-15T18:58:44","modified_gmt":"2024-05-15T17:58:44","slug":"controllers-consent-engage-data-sub-processor","status":"publish","type":"post","link":"https:\/\/legalvision.co.uk\/data-privacy-it\/controllers-consent-engage-data-sub-processor\/","title":{"rendered":"Do I Need a Controller&#8217;s Consent to Engage a Data Sub-Processor?"},"content":{"rendered":"\n<p>The UK General Data Protection Regulation (<strong>UK GDPR<\/strong>) sets strict requirements for processing personal data. Under the UK GDPR regime, various rules apply when a processor engages another subprocessor to process a controller&#8217;s data. A vital issue is whether the processor can appoint a subprocessor freely or if the controller&#8217;s consent is necessary. This article explores whether a processor needs a controller&#8217;s permission to engage a subprocessor.&nbsp;<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">What is the Difference Between Controllers, Processors and Sub-Processors?<\/h2>\n\n\n\n<p>Understanding the differences between controllers, processors, and subprocessors is fundamental to ensuring an organisation understands the complex legal rules governing data processing under the <a href=\"https:\/\/legalvision.co.uk\/data-privacy-it\/documents-gdpr-compliance\/\">UK GDPR<\/a>.&nbsp;<\/p>\n\n\n\n<p>A controller is an organisation with the authority to determine the purposes and methods of personal data processing. At the same time, a processor undertakes this on behalf of and according to the controller&#8217;s instructions. Subsequently, sub-processors are organisations engaged by processors to aid in specific data processing activities on behalf of the controller. For instance, a service provider who is a processor may engage a <a href=\"https:\/\/legalvision.co.uk\/data-privacy-it\/data-sub-processor\/\">sub-processor<\/a> to deliver hosting or cloud services as part of the customer controller&#8217;s project.&nbsp;<\/p>\n\n\n    <div class=\"my-7 lg:my-10 border-y-2 border-gray-100 py-7 lg:py-10 flex flex-col sm:flex-row items-start gap-10\">\n                    <img decoding=\"async\" class=\"w-52 mx-auto my-0! rounded\" src=\"https:\/\/img.legalvision.com.au\/wp-content\/uploads\/sites\/4\/2023\/07\/04001038\/uk-gdpr-factsheet.jpg\" alt=\"Front page of publication\"\n                 loading=\"lazy\" width=\"208\" height=\"298\">\n                <section>\n            <div class=\"text-2xl font-bold\">GDPR Essentials Factsheet<\/div>\n            <div class=\"body-text\">\n                <p>This factsheet sets out how your business can become GDPR compliant.<\/p>\n            <\/div>\n            \n\n<a href=\"https:\/\/img.legalvision.com.au\/wp-content\/uploads\/sites\/4\/2023\/07\/04001020\/LegalVision-UK-GDPR-Factsheet.pdf\" class=\" block px-5 py-3.5 max-w-fit bg-orange button__hover transition rounded text-white font-bold text-lg no-underline uppercase leading-tight text-center\" target=\"\" rel=\"\">Download Now<\/a>        <\/section>\n    <\/div>\n\n\n\n\n<p>The UK GDPR imposes significant obligations on controllers to ensure compliance, including selecting processors who can guarantee adequate technical and organisational measures to safeguard data. Understanding this obligation and the parties&#8217; roles in a data processing chain is crucial.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Does a Controller Need to Give Permission for Use of Sub-Processors?<\/h2>\n\n\n\n<p>Securing authorisation from the controller is a crucial step under the UK GDPR when engaging subprocessors. This means receiving written permission beforehand for each subprocessor or as general approval. If permission is based on general authorisation, any changes to sub-processors must be communicated to the controller, giving them a chance to object. This is vital for processors to understand. We explore this further below.&nbsp;<\/p>\n\n\n\n<p>Under the UK GDPR, specific requirements apply to ensure accountability regarding data sub-processors.&nbsp;<\/p>\n\n\n\n<div  class=\"box box--icon box--info\">\n    <p>Article 28 of the UK GDPR specifies various conditions for engaging data processors, including the need for a written contract that clearly defines processing activities, types of personal data, data subject categories, and the rights and obligations of both the controller and processor.<\/p>\n<\/div>\n\n\n\n<p>Significantly, this article of the UK GDPR dictates that the data processor must obtain prior written authorisation, whether specific or general, before engaging a sub-processor. This highlights the controller&#8217;s responsibility for overseeing and being accountable for all processing activities. Ultimately, the controller must be fully informed and retain control over data processing, including when involving sub-processors, to ensure compliance with the UK GDPR.<\/p>\n\n\n\n\n<a href=\"#content-next\"\n   class=\"block p-4 mt-10 text-xl font-bold text-center text-white no-underline bg-gray-800 rounded-t-xl\">\n    Continue reading this article below the form\n    <i class=\"text-xl fa-regular fa-arrow-down\"><\/i>\n<\/a>\n<div class=\"px-6 pt-10 pb-12 mb-10 text-center bg-gray-100 rounded-b-xl sm:px-12 test\">\n    <div class=\"mb-8 text-2xl font-bold text-orange\">\n        Need legal advice?\n        <br>\n        <span class=\"text-lg not-prose\">\n                            Call <a href=\"tel:+448081968584\" class=\"not-prose\">0808 196 8584<\/a> for urgent assistance.\n                <br>\n                Otherwise, complete this form, and we will contact you within one business day.\n                    <\/span>\n    <\/div>\n\n    \n\n<div class=\"not-prose flex 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A processor must also gain authorisation correctly and take various other steps.&nbsp;<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Essential Steps When Appointing a Sub-Processor<\/h2>\n\n\n\n<p>Key steps to take as a processor when appointing a sub-processor include the following:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>ensure the data controller knows the proposed sub-processing arrangement and that what you have agreed upon is documented in your data sub-processing contract. Your contract should specify critical provisions regarding using any pre-approved sub-processor, its role, and its activities. Be prepared to answer questions from the controller about this as part of their due diligence; and<\/li>\n\n\n\n<li>ensure that the controller gives written authorisation for use of the sub-processor. This authorisation can either be specific or general. Specific authorisations mean that the controller will need to provide specific approval for each sub-processor you intend to work with, in contrast to general authorisation to work with sub-processors.\u00a0<\/li>\n<\/ul>\n\n\n\n<p>Where authorisation is general, typically, this could involve the controller pre-approving a specific list of potential sub-processors or criteria your business uses to select and appoint sub-processors.&nbsp;<\/p>\n\n\n\n<p>Where general approval is given, note that you must notify the controller of any sub-processor changes. The controller will have the right to object to any sub-processors you seek to appoint.<\/p>\n\n\n\n<p>The controller will also need assurances regarding the subprocessors&#8217; compliance with the UK GDPR and data safeguarding. Data processors will remain liable to the controller for the actions of the subprocessor. This is why a <a href=\"https:\/\/legalvision.co.uk\/data-privacy-it\/data-sub-processing-agreement\/\">data subprocessor agreement<\/a> with a sub-processor is critical.&nbsp;<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Considerations When Appointing a Sub-Processor<\/h2>\n\n\n\n<p>Obtaining authorisation for sub-processors under the UK GDPR requires a proactive and transparent approach from processors, who should be willing to engage with controllers and answer their questions.&nbsp;<\/p>\n\n\n\n<p>Contracts between controllers and large-scale processors often allow processors to choose and appoint sub-processors. Processors usually require this flexibility.&nbsp;<\/p>\n\n\n\n<p>However, the appointment of subprocessors can also be a heavily negotiated point with controller customers who are particularly concerned about subprocessors accessing their data, for instance, where the data in question is high-risk or sensitive.&nbsp;<\/p>\n\n\n\n<p>If you require help negotiating terms to appoint sub-processors, you should seek legal advice from a data protection solicitor.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Key Takeaways<\/h2>\n\n\n\n<p>Under the UK GDPR rules, processors must obtain written authorisation from controllers before engaging sub-processors. This authorisation can be specific or general for each sub-processor, but the controller retains the right to object to any new appointments. Ultimately, obtaining authorisation from the controller is critical for building trust, maintaining compliance, and safeguarding personal data.&nbsp;<\/p>\n\n\n\n<p>If you need advice on your obligations when appointing a third-party sub-processor, contact LegalVision&#8217;s experienced <a href=\"https:\/\/legalvision.co.uk\/it-lawyers-lp\/\">IT lawyers<\/a> as part of our LegalVision membership. For a low monthly fee, you will have unlimited access to lawyers to answer your questions and draft and review your documents. Call us today on <a href=\"tel:+448081968584\" class=\"AVANSERnumber dynamic-number\">0808 196 8584<\/a> or visit our <a href=\"https:\/\/legalvision.co.uk\/membership\/\">membership page<\/a>.<\/p>\n<div class=\"not-prose m-feedback-prompt\">\n    <!-- Thumbs up\/down bar -->\n    <div class=\"m-feedback-prompt__main\">\n        <div class=\"m-feedback-prompt__title\">Was this article helpful?<\/div>\n        <div>\n            <!--span class=\"m-feedback-prompt__button--text\">Thanks!<\/span-->\n            <button type=\"button\" class=\"m-feedback-prompt__button m-feedback-prompt__button--yes\"\n                    data-analytics-link=\"feedback-prompt:yes\" aria-label=\"Agree\">\n                <i class=\"fa-regular fa-thumbs-up fa-3x\"><\/i>\n            <\/button>\n            <button type=\"button\" class=\"m-feedback-prompt__button m-feedback-prompt__button--no\"\n                    data-analytics-link=\"feedback-prompt:no\" aria-label=\"Disagree\">\n                <i class=\"fa-regular fa-thumbs-down fa-3x\"><\/i>\n            <\/button>\n        <\/div>\n    <\/div>\n\n    <!-- Feedback form -->\n    <div class=\"m-feedback-prompt__form\">\n        <div class=\"m-feedback-prompt__form--thanks \">\n            <div>Thanks!<\/div>\n            <p>\n                We appreciate your feedback \u2013 your submission has been successfully received.            <\/p>\n        <\/div>\n        <form id=\"contact-form\" class=\"m-feedback-prompt__form--form\" action=\"\" method=\"post\">\n            <input type=\"hidden\" id=\"authenticity_token\" name=\"authenticity_token\" value=\"7ad8280d8e\" \/><input type=\"hidden\" name=\"_wp_http_referer\" value=\"\/api\/wp\/v2\/posts\/187971\" \/>            <input value=\"https:\/\/legalvision.co.uk\/data-privacy-it\/controllers-consent-engage-data-sub-processor\/\" type=\"hidden\" name=\"currenturl\"\n                   id=\"currenturl\">\n            <input value=\"Do I Need a Controller&#8217;s Consent to Engage a Data Sub-Processor?\" type=\"hidden\" name=\"currenttitle\"\n                   id=\"currenttitle\">\n            <label>\n                <!-- display on thumbs-up -->\n                <span class=\"m-feedback-prompt__feedback m-feedback-prompt__feedback--yes\">\n                    Can you tell us <span class=\"font-semibold\">why<\/span> you found it helpful?\n                <\/span>\n\n                <!-- display on thumbs-down -->\n                <span class=\"m-feedback-prompt__feedback m-feedback-prompt__feedback--no text-lg\">\n                    How can we better improve this article?\n                <\/span>\n                <textarea name=\"feedbackmessage\" id=\"feedbackmessage\" required><\/textarea>\n            <\/label>\n\n            <div class=\"m-feedback-prompt__form--error\" id=\"form-submit-error\"><\/div>\n            <button id=\"submit-contact-form-button\" type=\"submit\" name=\"commit\" class=\"m-feedback-prompt__form--submit\"\n                    data-analytics-link=\"feedback-prompt:submit\">\n                Submit            <\/button>\n        <\/form>\n    <\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>The UK General Data Protection Regulation (UK GDPR) sets strict requirements for processing personal data. Under the UK GDPR regime, various rules apply when a processor engages another subprocessor to process a controller&#8217;s data. A vital issue is whether the processor can appoint a subprocessor freely or if the controller&#8217;s consent is necessary. This article<a href=\"https:\/\/legalvision.co.uk\/data-privacy-it\/controllers-consent-engage-data-sub-processor\/\">Continue reading <span class=\"sr-only\">&#8220;Do I Need a Controller&#8217;s Consent to Engage a Data Sub-Processor?&#8221;<\/span><\/a><\/p>\n","protected":false},"author":13436,"featured_media":3210,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_relevanssi_hide_post":"","_relevanssi_hide_content":"","_relevanssi_pin_for_all":"","_relevanssi_pin_keywords":"","_relevanssi_unpin_keywords":"","_relevanssi_related_keywords":"","_relevanssi_related_include_ids":"","_relevanssi_related_exclude_ids":"","_relevanssi_related_no_append":"","_relevanssi_related_not_related":"","_relevanssi_related_posts":"","_relevanssi_noindex_reason":"","editor_notices":[],"footnotes":""},"categories":[27],"tags":[20,383,1341,1904],"class_list":["post-187971","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-data-privacy-it","tag-small-business","tag-data-controller","tag-gdpr-compliance","tag-data-sub-processor"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Do I Need a Controller&#039;s Consent to Engage a Data Sub-Processor? 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