{"id":187345,"date":"2024-04-21T20:44:40","date_gmt":"2024-04-21T19:44:40","guid":{"rendered":"https:\/\/legalvision.co.uk\/?p=187345"},"modified":"2024-04-21T20:44:43","modified_gmt":"2024-04-21T19:44:43","slug":"businesses-soft-opt-in-direct-marketing","status":"publish","type":"post","link":"https:\/\/legalvision.co.uk\/data-privacy-it\/businesses-soft-opt-in-direct-marketing\/","title":{"rendered":"What Should Businesses Know About the &#8216;Soft Opt-In&#8217; Direct Marketing Exemption?"},"content":{"rendered":"\n<p>Sending marketing emails to customers is often a valuable digital advertising tool. However, there are several rules to follow when sending out marketing emails. In particular, it is mandatory to obtain consent before sending marketing emails to specific recipients, such as consumers. An exemption known as the &#8220;soft opt-in&#8221; allows businesses to send marketing emails to existing customers without explicit consent, provided certain conditions apply. This article will explore the background of direct marketing laws, the soft opt-in exemption, and the key points businesses should know before relying on it.&nbsp;<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Which Laws Apply to Email Marketing?<\/h2>\n\n\n\n<p>Email marketing is a common marketing strategy encompassing various messages promoting products, services, and business values. However, engaging in email marketing requires adherence to specific legal rules. Companies must comply with the UK General Data Protection Regulation (<strong>UK GDPR<\/strong>) when processing individuals&#8217; personal data for direct marketing purposes and the electronic communications regulations outlined in the <a href=\"https:\/\/legalvision.co.uk\/data-privacy-it\/marketing-activities-pecr\/\">Privacy and Electronic Communications Regulations (<strong>PECR<\/strong>)<\/a>.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">When Does the Rule Around Obtaining Consent Apply?<\/h2>\n\n\n\n<p>The rules around consent are complicated. In certain circumstances, you must obtain consent to send <a href=\"https:\/\/legalvision.co.uk\/ecommerce-online-business\/email-marketing\/\">marketing emails<\/a> to particular recipients.&nbsp;<\/p>\n\n\n\n<p>The requirement for consent under PECR depends on the recipients of your business&#8217;s marketing emails. Consent is necessary for specific categories of recipients unless an exemption applies, while consent is not required for others.<\/p>\n\n\n\n<p>PECR establishes distinct rules for sending electronic communications to two main groups: &#8216;individual recipients&#8217; (<strong>Individual Subscribers<\/strong>) and &#8216;corporate recipients&#8217; (<strong>Corporate Subscribers<\/strong>). Each category is subject to different rules, highlighting the importance of understanding these distinctions.<\/p>\n\n\n\n<p>Your business must obtain consent before sending marketing emails to Individual Subscribers, including consumers, sole traders, and non-incorporated partnerships. Consent must meet strict criteria to be valid, requiring it to be freely given, specific, informed, and unambiguous. Your business must also demonstrate that valid consent has been obtained, commonly demonstrated through <a href=\"https:\/\/legalvision.co.uk\/ecommerce-online-business\/marketing-opt-in-form\/\">explicit opt-in mechanisms<\/a> such as checkbox consent forms.<\/p>\n\n\n    <div class=\"my-7 lg:my-10 border-y-2 border-gray-100 py-7 lg:py-10 flex flex-col sm:flex-row items-start gap-10\">\n                    <img decoding=\"async\" class=\"w-52 mx-auto my-0! rounded\" src=\"https:\/\/img.legalvision.com.au\/wp-content\/uploads\/sites\/4\/2023\/07\/04001038\/uk-gdpr-factsheet.jpg\" alt=\"Front page of publication\"\n                 loading=\"lazy\" width=\"208\" height=\"298\">\n                <section>\n            <div class=\"text-2xl font-bold\">GDPR Essentials Factsheet<\/div>\n            <div class=\"body-text\">\n                <p>This factsheet sets out how your business can become GDPR compliant.<\/p>\n            <\/div>\n            \n\n<a href=\"https:\/\/img.legalvision.com.au\/wp-content\/uploads\/sites\/4\/2023\/07\/04001020\/LegalVision-UK-GDPR-Factsheet.pdf\" class=\" block px-5 py-3.5 max-w-fit bg-orange button__hover transition rounded text-white font-bold text-lg no-underline uppercase leading-tight text-center\" target=\"\" rel=\"\">Download Now<\/a>        <\/section>\n    <\/div>\n\n\n\n\n<p>Your business can send marketing emails to Corporate Subscribers without prior consent. However, despite the absence of a consent requirement, you must still comply with specific rules. Recipients must always be able to unsubscribe from further emails, and transparency regarding your business identity is essential. Maintaining a record of unsubscribed corporate recipients is also vital to ensure compliance.<\/p>\n\n\n\n\n<a href=\"#content-next\"\n   class=\"block p-4 mt-10 text-xl font-bold text-center text-white no-underline bg-gray-800 rounded-t-xl\">\n    Continue reading this article below the form\n    <i class=\"text-xl fa-regular fa-arrow-down\"><\/i>\n<\/a>\n<div class=\"px-6 pt-10 pb-12 mb-10 text-center bg-gray-100 rounded-b-xl sm:px-12 test\">\n    <div class=\"mb-8 text-2xl font-bold text-orange\">\n        Need legal advice?\n        <br>\n        <span class=\"text-lg not-prose\">\n                            Call <a href=\"tel:+448081968584\" class=\"not-prose\">0808 196 8584<\/a> for urgent assistance.\n                <br>\n                Otherwise, complete this form, and we will contact you within one business day.\n                    <\/span>\n    <\/div>\n\n    \n\n<div class=\"not-prose flex justify-center text-left gform_input_bg_white    \">\n    <script>\nvar 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View our <a href=\"https:\/\/legalvision.co.uk\/privacy-notice\/\" target=\"_blank\">Privacy Policy<\/a>. <\/div><div id=\"field_2453_8\" class=\"gfield gfield--type-hidden gfield--input-type-hidden gform_hidden field_sublabel_below gfield--no-description field_description_below field_validation_below gfield_visibility_visible\"  ><div class='ginput_container ginput_container_text'><input name='input_8' id='input_2453_8' type='hidden' class='gform_hidden'  aria-invalid=\"false\" value='http:\/\/legalvision.co.uk\/api\/wp\/v2\/posts\/187345' \/><\/div><\/div><div id=\"field_2453_13\" class=\"gfield gfield--type-hidden gfield--input-type-hidden gform_hidden field_sublabel_below gfield--no-description field_description_below field_validation_below gfield_visibility_visible\"  ><div class='ginput_container ginput_container_text'><input name='input_13' id='input_2453_13' type='hidden' class='gform_hidden'  aria-invalid=\"false\" value='generic_form' \/><\/div><\/div><fieldset id=\"field_2453_999\" class=\"gfield gfield--type-checkbox gfield--type-choice gfield__uk-marketo-opt-in field_sublabel_below gfield--no-description field_description_below field_validation_below gfield_visibility_visible\"  ><legend class='gfield_label gform-field-label screen-reader-text' ><\/legend><div class='ginput_container ginput_container_checkbox'><div class='gfield_checkbox ' id='input_2453_999'><div class='gchoice gchoice_2453_999_1'>\n\t\t\t\t\t\t\t\t<input class='gfield-choice-input' name='input_999.1' type='checkbox'  value='1'  id='choice_2453_999_1'   \/>\n\t\t\t\t\t\t\t\t<label for='choice_2453_999_1' id='label_2453_999_1' class='gform-field-label gform-field-label--type-inline'>By submitting this form, you agree to receive content and event invitations from us to help you grow your business. 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       } else {            triggerPostRender();        }    } );} );\n<\/script>\n<\/div>\n<\/div>\n<div id=\"content-next\"><!-- scroll anchor --><\/div>\n<h2 class=\"wp-block-heading\">What is the Soft Opt-In?<\/h2>\n\n\n\n<p>There is an exception to the requirement of obtaining consent known as the &#8216;soft opt-in&#8217;.&nbsp;<\/p>\n\n\n\n<p>This permits a business to send marketing emails without consent to Individual Subscribers under specific circumstances, namely:&nbsp;<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>if your business acquired the individual&#8217;s contact details during the sale or negotiation of a product or service;<\/li>\n\n\n\n<li>if the marketing pertains to your own similar products or services; or<\/li>\n\n\n\n<li>if the individual is provided with a straightforward option to refuse or opt out of marketing, both at the initial data collection stage and in subsequent marketing communications.<\/li>\n<\/ul>\n\n\n\n<p>Many businesses leverage the soft-opt-in exemption instead of relying on consent to send marketing emails. However, it is crucial to adhere to all the criteria above to rely on the soft-opt in.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">What Key Points Should I Know About the Soft Opt-In?<\/h2>\n\n\n\n<p>When seeking to rely on the soft-opt in, you should note critical points, including the following:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li>you should not rely on this to send marketing emails to new contacts, for instance, contacts obtained from bought-in marketing lists;<\/li>\n\n\n\n<li>you should not rely on this for non-commercial promotions, e.g. charity fundraising;\u00a0<\/li>\n\n\n\n<li>you should always give individuals the right to opt out of receiving marketing emails from initial collection from their details onwards; and<\/li>\n\n\n\n<li>you cannot start sending marketing emails about entirely different products or services to the recipient.\u00a0<\/li>\n<\/ul>\n\n\n\n<p>If you require advice on whether you can rely on the soft-opt to contact specific customers, you should consider seeking legal counsel.&nbsp;<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Why Is It Vital to Get This Right?<\/h2>\n\n\n\n<p>Ensuring full compliance with all criteria for the soft opt-in exemption is crucial. If you do, you can avoid violating the PECR rules.&nbsp;<\/p>\n\n\n\n<p>Disgruntled recipients of marketing emails can lodge complaints with the UK data protection regulator. The regulator has the authority to impose various penalties for non-compliance, including substantial fines of up to \u00a3500,000 for violating PECR regulations.&nbsp;<\/p>\n\n\n\n<div  class=\"box box--icon box--info\">\n    <p>However, the potential for reputational harm and the accusation of sending &#8216;spam&#8217; emails can further significantly damage your business. Hence, it is vital to thoroughly understand these regulations and ensure that your marketing initiatives adhere to them.<\/p>\n<\/div>\n\n\n\n<p>PECR is challenging for many businesses to navigate. If your company has any uncertainties regarding the compliance of your email marketing campaigns or reliance on the soft-opt-in exemption, seeking guidance from an experienced data protection lawyer is essential.&nbsp;<\/p>\n\n\n\n<h2 class=\"wp-block-heading\">Key Takeaways<\/h2>\n\n\n\n<p>The soft opt-in exemption presents a significant opportunity for businesses, granting them the ability to reach specific recipients through marketing emails without the necessity of prior consent. Nonetheless, leveraging the soft opt-in requires adherence to rigorous criteria. Your business must comply with all soft opt-in requirements before employing this exemption to send marketing emails to Individual Recipients. The repercussions of violating PECR regulations can be severe, necessitating caution when relying on the soft-opt-in. Therefore, legal counsel is advisable if there is any uncertainty regarding your business&#8217;s reliance on this exemption.&nbsp;<\/p>\n\n\n\n<p>If you need advice on email marketing rules, our experienced <a href=\"https:\/\/legalvision.co.uk\/services\/data-privacy-it-lawyers\/\">data, privacy, and IT lawyers<\/a> can assist you as part of our LegalVision membership. For a low monthly fee, you will have unlimited access to lawyers to answer your questions and draft and review your documents. Call us today on <a href=\"tel:+448081968584\" class=\"AVANSERnumber dynamic-number\">0808 196 8584<\/a> or visit our <a href=\"https:\/\/legalvision.co.uk\/membership\/\">membership page<\/a>.<\/p>\n<div class=\"not-prose m-feedback-prompt\">\n    <!-- Thumbs up\/down bar -->\n    <div class=\"m-feedback-prompt__main\">\n        <div class=\"m-feedback-prompt__title\">Was this article helpful?<\/div>\n        <div>\n            <!--span class=\"m-feedback-prompt__button--text\">Thanks!<\/span-->\n            <button type=\"button\" class=\"m-feedback-prompt__button m-feedback-prompt__button--yes\"\n                    data-analytics-link=\"feedback-prompt:yes\" aria-label=\"Agree\">\n                <i class=\"fa-regular fa-thumbs-up fa-3x\"><\/i>\n            <\/button>\n            <button type=\"button\" class=\"m-feedback-prompt__button m-feedback-prompt__button--no\"\n                    data-analytics-link=\"feedback-prompt:no\" aria-label=\"Disagree\">\n                <i class=\"fa-regular fa-thumbs-down fa-3x\"><\/i>\n            <\/button>\n        <\/div>\n    <\/div>\n\n    <!-- Feedback form -->\n    <div class=\"m-feedback-prompt__form\">\n        <div class=\"m-feedback-prompt__form--thanks \">\n            <div>Thanks!<\/div>\n            <p>\n                We appreciate your feedback \u2013 your submission has been successfully received.            <\/p>\n        <\/div>\n        <form id=\"contact-form\" class=\"m-feedback-prompt__form--form\" action=\"\" method=\"post\">\n            <input type=\"hidden\" id=\"authenticity_token\" name=\"authenticity_token\" value=\"9eb4f72322\" \/><input type=\"hidden\" name=\"_wp_http_referer\" value=\"\/api\/wp\/v2\/posts\/187345\" \/>            <input value=\"https:\/\/legalvision.co.uk\/data-privacy-it\/businesses-soft-opt-in-direct-marketing\/\" type=\"hidden\" name=\"currenturl\"\n                   id=\"currenturl\">\n            <input value=\"What Should Businesses Know About the &#8216;Soft Opt-In&#8217; Direct Marketing Exemption?\" type=\"hidden\" name=\"currenttitle\"\n                   id=\"currenttitle\">\n            <label>\n                <!-- display on thumbs-up -->\n                <span class=\"m-feedback-prompt__feedback m-feedback-prompt__feedback--yes\">\n                    Can you tell us <span class=\"font-semibold\">why<\/span> you found it helpful?\n                <\/span>\n\n                <!-- display on thumbs-down -->\n                <span class=\"m-feedback-prompt__feedback m-feedback-prompt__feedback--no text-lg\">\n                    How can we better improve this article?\n                <\/span>\n                <textarea name=\"feedbackmessage\" id=\"feedbackmessage\" required><\/textarea>\n            <\/label>\n\n            <div class=\"m-feedback-prompt__form--error\" id=\"form-submit-error\"><\/div>\n            <button id=\"submit-contact-form-button\" type=\"submit\" name=\"commit\" class=\"m-feedback-prompt__form--submit\"\n                    data-analytics-link=\"feedback-prompt:submit\">\n                Submit            <\/button>\n        <\/form>\n    <\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>Sending marketing emails to customers is often a valuable digital advertising tool. However, there are several rules to follow when sending out marketing emails. In particular, it is mandatory to obtain consent before sending marketing emails to specific recipients, such as consumers. An exemption known as the &#8220;soft opt-in&#8221; allows businesses to send marketing emails<a href=\"https:\/\/legalvision.co.uk\/data-privacy-it\/businesses-soft-opt-in-direct-marketing\/\">Continue reading <span class=\"sr-only\">&#8220;What Should Businesses Know About the &#8216;Soft Opt-In&#8217; Direct Marketing Exemption?&#8221;<\/span><\/a><\/p>\n","protected":false},"author":13436,"featured_media":3090,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_relevanssi_hide_post":"","_relevanssi_hide_content":"","_relevanssi_pin_for_all":"","_relevanssi_pin_keywords":"","_relevanssi_unpin_keywords":"","_relevanssi_related_keywords":"","_relevanssi_related_include_ids":"","_relevanssi_related_exclude_ids":"","_relevanssi_related_no_append":"","_relevanssi_related_not_related":"","_relevanssi_related_posts":"186923,187093,2146,186849,187268,3845","_relevanssi_noindex_reason":"","editor_notices":[],"footnotes":""},"categories":[27],"tags":[20,365,798,1457],"class_list":["post-187345","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-data-privacy-it","tag-small-business","tag-gdpr","tag-data-protection-rules","tag-pecr"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.1.1 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>What Should Businesses Know About the &#039;Soft Opt-In&#039; Direct Marketing Exemption? 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