{"id":176973,"date":"2022-10-12T12:17:20","date_gmt":"2022-10-12T11:17:20","guid":{"rendered":"https:\/\/legalvision.co.uk\/?p=176973"},"modified":"2022-10-26T05:40:38","modified_gmt":"2022-10-26T04:40:38","slug":"employee-disciplinary-meeting","status":"publish","type":"post","link":"https:\/\/legalvision.co.uk\/employment\/employee-disciplinary-meeting\/","title":{"rendered":"What Happens in an Employee Disciplinary Meeting in England?"},"content":{"rendered":"<p><span style=\"font-weight: 400\">If you believe an employee has breached a <\/span><a href=\"https:\/\/legalvision.co.uk\/employment\/employment-policies\/\"><span style=\"font-weight: 400\">company policy<\/span><\/a><span style=\"font-weight: 400\"> or otherwise acted inappropriately, you may need to initiate a disciplinary meeting. You should conduct the disciplinary meeting as part of your business\u2019 wider disciplinary procedure. Holding a meeting allows you to discuss the alleged misconduct or performance issue with the relevant employee and determine an appropriate course of action. <\/span><span style=\"font-weight: 400\">This article will explain what you as an employer should know about conducting a disciplinary meeting with an employee in England.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n<h2><span style=\"font-weight: 400\">What is a Disciplinary Meeting?<\/span><\/h2>\n<p>\u00a0<\/p>\n<p><span style=\"font-weight: 400\">A disciplinary meeting \u2014 also called a disciplinary hearing \u2014 is a formal meeting you convene with an employee to address their conduct in the workplace which you believe violates certain workplace policies. You should treat a disciplinary meeting as one aspect of a wider disciplinary policy your business should have in place, which you make available to all your employees.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n<p><span style=\"font-weight: 400\">Best practice dictates that you should only convene a disciplinary meeting after you have carried out an <\/span><a href=\"https:\/\/legalvision.co.uk\/employment\/conduct-disciplinary-investigation\/\"><span style=\"font-weight: 400\">investigation<\/span><\/a><span style=\"font-weight: 400\"> into the conduct issue with your employee. Importantly, you should refrain from deciding on any further disciplinary action until after the meeting. This ensures that your employee is afforded a fair hearing and reduces the risk that they might later try and initiate a claim against you at an employment tribunal.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n<p><span style=\"font-weight: 400\">You should only hold a disciplinary meeting where your investigation reveals an employee has a case to answer. In other words, you should not convene a disciplinary meeting without good cause or reason. To avoid the appearance of bias, where possible, a different person should chair the meeting from the one who investigated.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n<p><span style=\"font-weight: 400\">The meeting should occur within a reasonable time after you complete the investigation to permit the employee a reasonable period to prepare for the meeting. It should also be at a reasonable place and time.<\/span><\/p>\n<p>\u00a0<\/p>\n<p><span style=\"font-weight: 400\">Further, be aware of and follow the rules laid out in the <\/span><a href=\"https:\/\/www.acas.org.uk\/acas-code-of-practice-on-disciplinary-and-grievance-procedures\"><span style=\"font-weight: 400\">Acas Code of Practice on disciplinary and grievance procedures<\/span><\/a><span style=\"font-weight: 400\">. Although the Acas Code is not law, it is best practice to follow these rules. In the event your dispute escalates and reaches an employment tribunal, your case will be stronger if you can demonstrate that you followed the Acas Code.<\/span><\/p>\n<p>\u00a0<\/p>\n<h2><span style=\"font-weight: 400\">The Right to Be Accompanied<\/span><\/h2>\n<p><span style=\"font-weight: 400\">Your employee has a legal right to bring certain companions to the disciplinary meeting. Likewise, they must notify you within a reasonable time of their intent to do so.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n<p><span style=\"font-weight: 400\">Only individuals with certain relationships can accompany the employee to the meeting, including:<\/span><\/p>\n<p>\u00a0<\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">another colleague from work;<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">a trade union official; or<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">a trade union representative in the workplace who can act as a companion as they have had training in this or are certified to do so.<\/span><\/li>\n<\/ul>\n<p><span style=\"font-weight: 400\">The law is not entirely clear as to if your employee has a right to bring a solicitor with them to the meeting. The general rule is that there is no right. However, if there is a reasonable chance the outcome of the meeting could result in the employee\u2019s termination, they may be entitled to do so. Therefore, if your employee announces they intend to bring a solicitor, you may want to obtain legal advice.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">At your discretion, you may allow your employee more flexibility as to the choice of companion. However, best practice dictates you should document this in your disciplinary policies.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n\n<a href=\"#content-next\"\n   class=\"block p-4 mt-10 text-xl font-bold text-center text-white no-underline bg-gray-800 rounded-t-xl\">\n    Continue reading this article below the form\n    <i class=\"text-xl fa-regular fa-arrow-down\"><\/i>\n<\/a>\n<div class=\"px-6 pt-10 pb-12 mb-10 text-center bg-gray-100 rounded-b-xl sm:px-12 test\">\n    <div class=\"mb-8 text-2xl font-bold text-orange\">\n        Need legal advice?\n        <br>\n        <span class=\"text-lg not-prose\">\n                            Call <a href=\"tel:+448081968584\" class=\"not-prose\">0808 196 8584<\/a> for urgent assistance.\n                <br>\n                Otherwise, complete this form, and we will contact you within one business day.\n                    <\/span>\n    <\/div>\n\n    \n\n<div class=\"not-prose flex justify-center text-left gform_input_bg_white    \">\n    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       } else {            triggerPostRender();        }    } );} );\n<\/script>\n<\/div>\n<\/div>\n<div id=\"content-next\"><!-- scroll anchor --><\/div>\n<h2><span style=\"font-weight: 400\">What Happens During the Disciplinary Meeting?<\/span><\/h2>\n<p><span style=\"font-weight: 400\">The disciplinary meeting allows you and your employee to detail your respective cases regarding your <\/span><a href=\"https:\/\/legalvision.co.uk\/employment\/ordinary-gross-misconduct\/\"><span style=\"font-weight: 400\">employee\u2019s alleged misconduct.<\/span><\/a><span style=\"font-weight: 400\">\u00a0Below is an overview of the steps and processes you may find helpful to follow when conducting the meeting.\u00a0<\/span><\/p>\n<p>\u00a0<\/p>\n<table>\n<tbody>\n<tr>\n<td>\n<ol>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Opening the meeting<\/span><\/li>\n<\/ol>\n<\/td>\n<td>\n<p><span style=\"font-weight: 400\">As the employer, you or another staff member with the appropriate authority should begin the disciplinary meeting by outlining the case against the employee. You should disclose all relevant evidence you have gathered during your investigation, including any evidence that may work in their favour. <\/span><span style=\"font-weight: 400\"><br \/><\/span><span style=\"font-weight: 400\"><br \/><\/span><span style=\"font-weight: 400\">At all times, you should ensure you have someone present taking written notes.\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n<tr>\n<td>\n<ol>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Employee response<\/span><\/li>\n<\/ol>\n<\/td>\n<td>\n<p><span style=\"font-weight: 400\">The meeting should always give the employee the chance to present their case and any defence they may wish to raise. They are free to:<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">present their own evidence;\u00a0<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">ask you questions; and<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">provide answers or defences to any allegations you have made.\u00a0<\/span><\/li>\n<\/ul>\n<p><span style=\"font-weight: 400\">The employee is also free to call witnesses to the meeting, provided they submit their request to you with reasonable notice. <\/span><span style=\"font-weight: 400\"><br \/><\/span><span style=\"font-weight: 400\"><br \/><\/span><span style=\"font-weight: 400\">Further, the employee has the right to ask their companion to present their case on their behalf. However, you can require the employee to answer questions you put to them.\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n<tr>\n<td>\n<ol>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">Closing the meeting<\/span><\/li>\n<\/ol>\n<\/td>\n<td>\n<p><span style=\"font-weight: 400\">After both parties have had a chance to present their cases, you can bring the meeting to a close. In most cases, it is prudent for you not to deliver a finding at the meeting. Instead, you should take time to deliberate. At the meeting, you should outline when you expect to deliver a finding and what the potential outcomes may be, such as termination.\u00a0<\/span><\/p>\n<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<h2><span style=\"font-weight: 400\">Further Considerations\u00a0<\/span><\/h2>\n<p><span style=\"font-weight: 400\">There are some further points to note about disciplinary meetings:<\/span><\/p>\n<ul>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">If your employee has a disability, you must make reasonable adjustments for them for the meeting, including a further attendee at the conference such as their support worker.<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">If your employee is absent from work on sick leave when the disciplinary meeting is due occur, it should take place when they return to work.\u00a0<\/span><\/li>\n<li style=\"font-weight: 400\"><span style=\"font-weight: 400\">You may hold the disciplinary meeting away from the workplace if the employee expresses concerns about coming to work.\u00a0<\/span><\/li>\n<\/ul>\n<h2><span style=\"font-weight: 400\">Key Takeaways<\/span><\/h2>\n<p><span style=\"font-weight: 400\">As part of your employment policies, you should develop a procedure governing any disciplinary hearings you may initiate as part of a wider disciplinary process. A well-drafted disciplinary meeting policy enables both you and your employee to present your cases about your investigation issue. Importantly, the proceedings should be fair, reasonable, and free from any perception of bias. This will minimise the chance an employee can claim against you at a tribunal for unreasonable conduct.\u00a0<\/span><\/p>\n<p><span style=\"font-weight: 400\">If you need help understanding what happens in an employee disciplinary meeting in England and Wales, our experienced\u00a0<\/span><a href=\"https:\/\/legalvision.co.uk\/employment-lawyers-lp\/\"><span style=\"font-weight: 400\">employment lawyers<\/span><\/a><span style=\"font-weight: 400\"> can assist as part of our LegalVision membership. For a low monthly fee, you will have unlimited access to lawyers to answer your questions and draft and review your documents for a low monthly fee. Call us today on <a href=\"tel:+448081968584\" class=\"AVANSERnumber dynamic-number\">0808 196 8584<\/a> or visit our<\/span>\u00a0<a href=\"https:\/\/legalvision.co.uk\/membership\"><span style=\"font-weight: 400\">membership page<\/span><\/a><span style=\"font-weight: 400\">.<\/span><\/p>\n<p>\u00a0<\/p>\n<h2><span style=\"font-weight: 400\">Frequently Asked Questions<\/span><\/h2>\n\n\n<div class=\"schema-faq wp-block-yoast-faq-block\"><div class=\"schema-faq-section\" id=\"faq-question-1665573182634\"><strong class=\"schema-faq-question\"><strong>What is a disciplinary meeting?<\/strong><\/strong> <p class=\"schema-faq-answer\">A disciplinary meeting, also called a disciplinary hearing, is a formal meeting you initiate with an employee to determine the outcome of any alleged misconduct.\u00a0\u00a0<br \/><\/p> <\/div> <div class=\"schema-faq-section\" id=\"faq-question-1665573194907\"><strong class=\"schema-faq-question\"><strong>Who should hold a disciplinary meeting?\u00a0<\/strong><\/strong> <p class=\"schema-faq-answer\">There is no law determining which member of staff or management should chair a disciplinary meeting. Whoever you choose should be free from bias or the perception of bias. For instance, it is best practice to choose someone other than the individual that conducted the preliminary investigation into the employee\u2019s conduct.\u00a0<\/p> <\/div> <\/div>\n<div class=\"not-prose m-feedback-prompt\">\n    <!-- Thumbs up\/down bar -->\n    <div class=\"m-feedback-prompt__main\">\n        <div class=\"m-feedback-prompt__title\">Was this article helpful?<\/div>\n        <div>\n            <!--span class=\"m-feedback-prompt__button--text\">Thanks!<\/span-->\n            <button type=\"button\" class=\"m-feedback-prompt__button m-feedback-prompt__button--yes\"\n                    data-analytics-link=\"feedback-prompt:yes\" aria-label=\"Agree\">\n                <i class=\"fa-regular fa-thumbs-up fa-3x\"><\/i>\n            <\/button>\n            <button type=\"button\" class=\"m-feedback-prompt__button m-feedback-prompt__button--no\"\n                    data-analytics-link=\"feedback-prompt:no\" aria-label=\"Disagree\">\n                <i class=\"fa-regular fa-thumbs-down fa-3x\"><\/i>\n            <\/button>\n        <\/div>\n    <\/div>\n\n    <!-- Feedback form -->\n    <div class=\"m-feedback-prompt__form\">\n        <div class=\"m-feedback-prompt__form--thanks \">\n            <div>Thanks!<\/div>\n            <p>\n                We appreciate your feedback \u2013 your submission has been successfully received.            <\/p>\n        <\/div>\n        <form id=\"contact-form\" class=\"m-feedback-prompt__form--form\" action=\"\" method=\"post\">\n            <input type=\"hidden\" id=\"authenticity_token\" name=\"authenticity_token\" value=\"9eb4f72322\" \/><input type=\"hidden\" name=\"_wp_http_referer\" value=\"\/api\/wp\/v2\/posts\/176973\" \/>            <input value=\"https:\/\/legalvision.co.uk\/employment\/employee-disciplinary-meeting\/\" type=\"hidden\" name=\"currenturl\"\n                   id=\"currenturl\">\n            <input value=\"What Happens in an Employee Disciplinary Meeting in England?\" type=\"hidden\" name=\"currenttitle\"\n                   id=\"currenttitle\">\n            <label>\n                <!-- display on thumbs-up -->\n                <span class=\"m-feedback-prompt__feedback m-feedback-prompt__feedback--yes\">\n                    Can you tell us <span class=\"font-semibold\">why<\/span> you found it helpful?\n                <\/span>\n\n                <!-- display on thumbs-down -->\n                <span class=\"m-feedback-prompt__feedback m-feedback-prompt__feedback--no text-lg\">\n                    How can we better improve this article?\n                <\/span>\n                <textarea name=\"feedbackmessage\" id=\"feedbackmessage\" required><\/textarea>\n            <\/label>\n\n            <div class=\"m-feedback-prompt__form--error\" id=\"form-submit-error\"><\/div>\n            <button id=\"submit-contact-form-button\" type=\"submit\" name=\"commit\" class=\"m-feedback-prompt__form--submit\"\n                    data-analytics-link=\"feedback-prompt:submit\">\n                Submit            <\/button>\n        <\/form>\n    <\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>If you believe an employee has breached a company policy or otherwise acted inappropriately, you may need to initiate a disciplinary meeting. You should conduct the disciplinary meeting as part of your business\u2019 wider disciplinary procedure. Holding a meeting allows you to discuss the alleged misconduct or performance issue with the relevant employee and determine<a href=\"https:\/\/legalvision.co.uk\/employment\/employee-disciplinary-meeting\/\">Continue reading <span class=\"sr-only\">&#8220;What Happens in an Employee Disciplinary Meeting in England?&#8221;<\/span><\/a><\/p>\n","protected":false},"author":13326,"featured_media":3067,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_relevanssi_hide_post":"","_relevanssi_hide_content":"","_relevanssi_pin_for_all":"","_relevanssi_pin_keywords":"","_relevanssi_unpin_keywords":"","_relevanssi_related_keywords":"","_relevanssi_related_include_ids":"","_relevanssi_related_exclude_ids":"","_relevanssi_related_no_append":"","_relevanssi_related_not_related":"","_relevanssi_related_posts":"175130,176025,174935,1719,2195,1621","_relevanssi_noindex_reason":"","editor_notices":[],"footnotes":""},"categories":[35],"tags":[20,449,1052,1053],"class_list":["post-176973","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-employment","tag-small-business","tag-disciplinary-meeting","tag-employee-disciplinary-meeting","tag-employee-discipline"],"acf":[],"yoast_head":"<!-- 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Understanding Voting Power"},{"@type":"BreadcrumbList","@id":"https:\/\/legalvision.co.uk\/employment\/employee-disciplinary-meeting\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/legalvision.co.uk\/"},{"@type":"ListItem","position":2,"name":"Employment Articles","item":"https:\/\/legalvision.co.uk\/category\/employment\/"},{"@type":"ListItem","position":3,"name":"What Happens in an Employee Disciplinary Meeting in England?"}]},{"@type":"WebSite","@id":"https:\/\/legalvision.co.uk\/#website","url":"https:\/\/legalvision.co.uk\/","name":"LegalVision UK","description":"LegalVision is a commercial law firm in the UK with a commitment to innovation","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/legalvision.co.uk\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-GB"},{"@type":"Person","@id":"https:\/\/legalvision.co.uk\/#\/schema\/person\/46fdb392af527f38f90649480343e732","name":"Clare Farmer","image":{"@type":"ImageObject","inLanguage":"en-GB","@id":"https:\/\/legalvision.co.uk\/#\/schema\/person\/image\/","url":"https:\/\/img.legalvision.com.au\/wp-content\/uploads\/sites\/4\/2022\/03\/12052028\/LegalVision_square_logo-150x150.png","contentUrl":"https:\/\/img.legalvision.com.au\/wp-content\/uploads\/sites\/4\/2022\/03\/12052028\/LegalVision_square_logo-150x150.png","caption":"Clare Farmer"},"description":"Clare has a postgraduate diploma in law and writes on a range of subjects and in a variety of genres. Prior to her freelance writing work, Clare worked for UK central government in policy and communication roles. She has also run her own businesses where she founded a magazine and was editor-in-chief. She is currently studying part-time towards a PhD predominantly in international public law. Qualifications: PhD, Human Rights Law (underway), University of Bedfordshire, Post graduate diploma, Law, Middlesex University.","sameAs":["https:\/\/www.linkedin.com\/in\/ms-clare-susannah-f-4a243545\/"],"url":"https:\/\/legalvision.co.uk\/author\/clarefarmer\/"},{"@type":"Question","@id":"https:\/\/legalvision.co.uk\/employment\/employee-disciplinary-meeting\/#faq-question-1665573182634","name":"What is a disciplinary meeting?","acceptedAnswer":{"@type":"Answer","text":"A disciplinary meeting, also called a disciplinary hearing, is a formal meeting you initiate with an employee to determine the outcome of any alleged misconduct.\u00a0\u00a0<br \/>","inLanguage":"en-GB"},"inLanguage":"en-GB"},{"@type":"Question","@id":"https:\/\/legalvision.co.uk\/employment\/employee-disciplinary-meeting\/#faq-question-1665573194907","name":"Who should hold a disciplinary meeting?\u00a0","acceptedAnswer":{"@type":"Answer","text":"There is no law determining which member of staff or management should chair a disciplinary meeting. Whoever you choose should be free from bias or the perception of bias. For instance, it is best practice to choose someone other than the individual that conducted the preliminary investigation into the employee\u2019s conduct.\u00a0","inLanguage":"en-GB"},"inLanguage":"en-GB"}]}},"_links":{"self":[{"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/posts\/176973","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/users\/13326"}],"replies":[{"embeddable":true,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/comments?post=176973"}],"version-history":[{"count":5,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/posts\/176973\/revisions"}],"predecessor-version":[{"id":177725,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/posts\/176973\/revisions\/177725"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/media\/3067"}],"wp:attachment":[{"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/media?parent=176973"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/categories?post=176973"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/legalvision.co.uk\/api\/wp\/v2\/tags?post=176973"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}